Circulars-SECP
Date Added | Title | Download |
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04/06/2018 | Circular No.5 of 2018 (Amendments in circular No.40 of 2016) | Download |
07/05/2018 | Circular no 4 of 2018-Amendments in Circular no 6 of 2013 | Download |
07/03/2018 | Circular 3 of 2018-Categorization of open end CIS | Download |
09/02/2018 | Circular 02 of 2018-Prohibition on distribution of Gifts | Download |
10/01/2018 | Circular No 1 of 2018 – Growth rate scenarios for Life Insurance and Family Takaful Illustrations | Download |
02/01/2018 | Circular No 37/2017 — Withdrawal of Liquidity Requirements for Mutual Funds | Download |
27/12/2017 | Circular-Issuance of US$ Denominated Policies by Local Insurance Company | Download |
04/12/2017 | Circular No.33 of 2017 (Mandatory requirement for placing SECP’s queries and complaints handling link on websites | Download |
04/12/2017 | Circular No 32/2017 (Compliance with the requirements of section 452 of the Companies Act 2017) | Download |
04/12/2017 | Circular No. 31 of 2017 Mandatory Requirement for placing SECP queries and Complaints Handling Logo/Link on Website of Public Companies | Download |
24/11/2017 | Circular No. 30 of 2017 – Requirements for CPPI based CIS | Download |
22/11/2017 | Circular No. 29 of 2017 Intimation for no change of particulars in last filed annual return by companies | Download |
16/11/2017 | Circular No. 28 of 2017 Customer Due Diligence Know your Customer Policy | Download |
16/11/2017 | Circular No. 27 of 2017 Sales Load being charged by Collective Investment Schemes | Download |
14/11/2017 | Circular No.8 of 2017 Compliance Report on AML Directive for Insurers | Download |
31/10/2017 | Circular No.25 of 2017 Illegal/Un-registered Agents and Branch office(s) of Securities Brokers | Download |
20/10/2017 | Circular No.24 of 2017 Transmission of Annual and Quarterly Financial Statements of Listed Companies to the Commission | Download |
16/10/2017 | Circular No.22 of 2017 Extension in Research Analyst certification timeline | Download |
04/10/2017 | Circular No.23 of 2017 Preparation of financial statements under The Companies Act, 2017 | Download |
21/09/2017 | Circular No.20 of 2017 Unauthorized Deposit taking by Securities Brokers including their representatives and Agents | Download |
18/09/2017 | Circular No.21 of 2017 Approved Panel of Auditors under Section 48 of the Insurance Ordinance, 2000 | Download |
21/08/2017 | Circular No.43 of 2015- maintenance of information on functional website | Download |
11/08/2017 | Circular No.19 of 2017 Extension in time period for Compliance with the requirements of section 452(4) of the Companies Act, 2017 | Download |
01/08/2017 | Circular No.18 of 2017 Relaxation regarding payment of cash dividends through electronic mode by Listed companies | Download |
20/07/2017 | Circular No.17 of 2017 – Preparation and Filing of Financial Statements under Companies Act 2017 | Download |
08/06/2017 | Circular No.15 of 2017 Exemption from requirement of National Tax Number under the Companies Act, 2017 | Download |
15/05/2017 | Circular No.14 of 2017 | Download |
28/04/2017 | Circular No.13 of 2017: Criteria for Investing In Equity Securities by Collective Investment Schemes (CIS) | Download |
27/04/2017 | Circular No.12 of 2017 Requirements for asset management companies (AMCs) to advertised open end collective investment schemes | Download |
27/04/2017 | Circular No.11 of 2017 | Download |
21/04/2017 | Circular No. 10 of 2017 Reporting by Securities Brokers | Download |
17/04/2017 | Circular No.9 of 2017 Reporting by Non-Banking Finance Companies | Download |
07/03/2017 | Circular No.6 of 2017 Approved Panel of auditors under Section 48(1) of the Insurance Ordinance, 2000 | Download |
03/03/2017 | Circular No. 7 of 2017 Amendments in Direction No. 2 of 2017 | Download |
14/02/2017 | Circular No. 5 of 2017 (Amendment in Circular No. 40 of 2016 (Conditions for Charging od Selling and Marketing Expense to Mutual Funds) | Download |
27/01/2017 | Circular of 4 of 2017 Authentication of Statutory Returns filed by the Companies | Download |
23/01/2017 | Circular No. 3 of 2017 – Growth Rate Scenarios for Life Insurance and Family Takaful Illustrations 2017 | Download |
13/01/2017 | Circular No.2 of 2017 Liquidity requirements for Mutual Funds | Download |
13/01/2017 | Circular No.1 of 2017 | Download |
03/01/2017 | Circular # 41 of 2016 dated December 30, 2016 (Mandatory requirements for distributors selling mutual fund units of a single AMC). | Download |
03/01/2017 | (i) Circular # 40 of 2016 dated December 30, 2016 (Conditions for charging of Selling and Marketing Expenses to Mutual Funds. | Download |
05/12/2016 | Circular No 39 (Transmission of Annual and Quarterly Financial Statements of Listed Companies to the Commission) | Download |
02/12/2016 | Circular No 38 (Relaxation regarding payment of cash dividends through electronic mode) | Download |
22/11/2016 | Circular 36 of 2016 (Clarification regarding filing of financial statements) | Download |
18/11/2016 | Circular 35 of 2016 (Exemption from requirement of National Tax Number under the Companies Ordinance, 2016) | Download |
08/11/2016 | Circular 33 of 2016 (Sahulat Sarmayakari Account for low risk customers and branchless banking account holder) | Download |
07/11/2016 | Circular 34 of 2016 (Grant of license under section 42 of the Companies Ordinance 1984) | Download |
16/09/2016 | Circular No 30 of 2016 (Bonus share without authorized capital) | Download |
05/09/2016 | Circular no 21 of 2016 ( Inflation adjusted growth rate scheme) | Download |
05/09/2016 | Circular No. 29 of 2016 (Additional disclosures regarding Shariah screening) | Download |
02/09/2016 | Circular No. 28 of 2016 (UN Security Council ISIL (Da’esh), Al-Qaida and Taliban sanctions | Download |
25/08/2016 | Circular No 26 of 2016 (Securities and Exchange Commission of Pakistan’s official Twitter account) | Download |
10/08/2016 | Circular No 25 of 2016 | Download |
10/06/2016 | Circular no. 22 of 2016 | Download |
25/05/2016 | Circular No . 19 of 2016 Amendment in VPS investment policy | Download |
25/04/2016 | Circular No. 17 of 2016 | Download |
21/04/2016 | Circular No. 14 of 2016 | Download |
11/04/2016 | Circular No. 16 of 2016 | Download |
11/04/2016 | Circular No. 15 of 2016 | Download |
05/04/2016 | Circular No. 13 of 2016 | Download |
29/03/2016 | Circular No. 11 of 2016 – Directive for Life Insurance and Family Takaful Illustrations, 2016 | Download |
16/03/2016 | Circular No.10 of 2016 regarding categorization of Open-End Collective Investment Schemes | Download |
10/03/2016 | Circular No. 9 of 2016 – SEC Guidelines for Estimation of Incurred But Not Reported (IBNR) Claim Reserve, 2016 | Download |
10/03/2016 | Circular no. 8 of 2016 � Regulatory Requirement for Disclosure of Branch Information by Insurance Companies / Takaful Operators | Download |
15/02/2016 | Circular 07 of 2016- QCR Rated Cost Auditor | Download |
01/02/2016 | UN Security Council ISIL (Daesh), Al-Qaida and Taliban sanctions regime regarding asset freeze, travel ban, arms embargo and other resources / matters | Download |
26/01/2016 | Circular No.5/2016 – Awareness among Policy holders about Availability of the Complaints Resolution Forums i.e. Federal Insurance Ombudsman and Small Disputes Resolution Committees for Resolution of their Grievances | Download |
26/01/2016 | Direction No. 1 of 2016 – Categorization of Open-End Collective Investments Schemes (CIS) | Download |
22/01/2016 | Circular No. 4 of 2016 � Regulatory Requirements for Branches of Modarabas | Download |
22/01/2016 | Circular No. 3 of 2016 Regulatory Requirements for Branches of Leasing Companies and Investment Banks | Download |
22/01/2016 | Circular No. 2 of 2016 � Regulatory Requirements for Branches of Asset Management Companies | Download |
08/01/2016 | Circular No. 12 of 2015 – Mandatory Certification for the Professionals of Modarabas | Download |
08/01/2016 | Circular No. 49 of 2015 – Mandatory Certification for the Professionals of Modarabas | Download |
08/01/2016 | Circular No. 47 of 2015 – Mandatory Certification for the Professionals of Capital Market | Download |
04/01/2016 | Circular No. 1 of 2016 | Download |